Regulators
Regulatory authorities ensure that transactions in the securities markets are undertaken in a manner that ensures the protection of investors and that maintains fair, orderly, and efficient markets.
The work of regulators includes:
assessing the suitability of various market participants to carry out their business
promoting the disclosure of important market-related information
monitoring the business undertaken by banks and other market participants
monitoring transactions for evidence of insider trading, fraud, or other malpractice
enforcement of legislation and industry practices 作者: ecloud 时间: 2013-01-18 11:43
要是不能行了就直说，我搬家！作者: 风铃之音 时间: 2013-01-18 11:52 回复 2# ecloud