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关于Solaris 10、Linux 2.6、FreeBSD 5.3内核实现的一个简单比较
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A Comparison of Solaris, Linux, and FreeBSD Kernels
by Max Bruning
October 14, 2005
<h2>A Comparison of Solaris, Linux, and FreeBSD Kernels</h2>
<h3>by Max Bruning</h3>
<p>October 14, 2005</p>
<p>I spend most of my time teaching classes on Solaris internals, device
drivers, and kernel crash dump analysis and debugging. When explaining to
classes how various subsystems are implemented in Solaris, students often ask,
"How does it work in Linux?" or, "In FreeBSD, it works like this, how about
Solaris?" This article examines three of the basic subsystems of the kernel
and compares implementation between Solaris 10, Linux 2.6, and FreeBSD 5.3.</p>
<p>The three subsystems examined are scheduling, memory management, and file
system architecture. I chose these subsystems because they are common to any
operating system (not just Unix and Unix-like systems), and they tend to be the
most well-understood components of the operating system.</p>
<p>This article does not go into in-depth details on any of the subsystems
described. For that, refer to the source code, various websites, and books on
the subject. For specific books, see:</p>
<ul>
<li><em>Solaris Internals: Core Kernel Architecture</em> by McDougall and Mauro
(visit <a href="http://www.solarisinternals.com/">Solaris Internals</a>)</li>
<li><em>The Design and Implementation of the FreeBSD Operating System</em> by
McKusick and Neville-Neil (visit <a href="http://www.mckusick.com/FreeBSDbook.html">The Design and Implementation
of the FreeBSD Operating System</a>)</li>
<li><em>Linux Kernel Development</em> by Love (visit <a href="http://rlove.org/kernel_book">Linux Kernel Development, 2nd Edition</a>) and
<em>Understanding the Linux Kernel</em> by Bovet and Cesati (visit <a href="http://www.oreilly.com/catalog/linuxkernel2">Understanding the Linux
Kernel, 2nd Edition</a>)</li>
</ul>
<p>If you search the Web for Linux, FreeBSD, and Solaris comparisons, most of
the hits discuss old (in some cases, Solaris 2.5, Linux 2.2, etc.) versions of
the OSes. Many of the "facts" are incorrect for the newest releases, and some
were incorrect for the releases they intended to describe. Of course, most of
them also make value judgments on the merits of the OSes in question, and
there is little information comparing the kernels themselves. The following
sites seem more or less up to date:</p>
<ul>
<li>"<a href="http://www.softpanorama.org/Articles/solaris_vs_linux.shtml">Solaris Vs.
Linux</a>" is pretty one-sided for Solaris 10 over Linux.</li>
<li>"<a href="http://software.newsforge.com/print.pl?sid=04/12/27/1243207">Comparing
MySQL Performance</a>" on Solaris 10, Linux, FreeBSD, and others.</li>
<li>"<a href="http://see.sun.com/Apps/DCS/mcp?q=STI00HTG6Hjxpv">Fast Track to
Solaris 10 Adoption</a>" has some comparisons between Linux and Solaris.</li>
<li>"<a href="http://www.rednova.com/news/technology/135074/solaris_10_heads_for_linux_territory/index.html">Solaris
10 Heads for Linux Territory</a>" is not really a comparison, but reviews
Solaris 10.</li>
</ul>
<p>One of the more interesting aspects of the three OSes is the amount of
similarities between them. Once you get past the different naming conventions,
each OS takes fairly similar paths toward implementing the different concepts.
Each OS supports time-shared scheduling of threads, demand paging with a
not-recently-used page replacement algorithm, and a virtual file system layer
to allow the implementation of different file system architectures. Ideas that
originate in one OS often find their way into others. For instance, Linux also
uses the concepts behind Solaris's <a href="http://www.usenix.org/publications/library/proceedings/bos94/bonwick.html">slab
memory allocator</a>. Much of the terminology seen in the FreeBSD source is
also present in Solaris. With Sun's move to open source Solaris, I expect to
see much more cross-fertilization of features. Currently, the LXR project
provides a source cross-reference browser for FreeBSD, Linux, and other
Unix-related OSes, available at <a href="http://fxr.watson.org/">fxr.watson.org</a>. It would be great to
see OpenSolaris source added to that site.</p>
<h3>Scheduling and Schedulers</h3>
<p>The basic unit of scheduling in Solaris is the <code>kthread_t</code>; in
FreeBSD, the <code>thread</code>; and in Linux, the <code>task_struct</code>.
Solaris represents each process as a <code>proc_t</code>, and each thread
within the process has a <code>kthread_t</code>. Linux represents processes
(and threads) by <code>task_struct</code> structures. A single-threaded process
in Linux has a single <code>task_struct</code>. A single-threaded process in
Solaris has a <code>proc_t</code>, a single <code>kthread_t</code>, and a
<code>klwp_t</code>. The <code>klwp_t</code> provides a save area for threads
switching between user and kernel modes. A single-threaded process in FreeBSD
has a <code>proc</code> struct, a <code>thread</code> struct, and a
<code>ksegrp</code> struct. The <code>ksegrp</code> is a "kernel scheduling
entity group." Effectively, all three OSes schedule threads, where a thread is
a <code>kthread_t</code> in Solaris, a <code>thread</code> structure in
FreeBSD, and a <code>task_struct</code> in Linux.</p>
<p>Scheduling decisions are based on priority. In Linux and FreeBSD, the lower
the priority value, the better. This is an inversion; a value closer to 0
represents a higher priority. In Solaris, the higher the value, the higher the
priority. <a href="#table1">Table 1</a> shows the priority values of the
different OSes.</p>
<a id="table1"></a>
<table border="1">
<caption><em>Table 1. Scheduling Priorities in Solaris, Linux, and
FreeBSD</em></caption>
<tbody>
<tr>
</tr><tr><td rowspan="6"><strong>Solaris</strong></td></tr>
<tr><th>Priorities</th>
<th>Scheduling Class</th>
</tr>
<tr>
<td>0-59</td>
<td>Time Shared, Interactive, Fixed, Fair Share Scheduler</td>
</tr>
<tr>
<td>60-99</td>
<td>System Class</td>
</tr>
<tr>
<td>100-159</td>
<td>Real-Time (note real-time higher than system
threads)</td>
</tr>
<tr>
<td>160-169</td>
<td>Low level Interrupts</td>
</tr>
<tr>
<td rowspan="3"><strong>Linux</strong></td>
<th>Priorities</th>
<th>Scheduling Class</th>
</tr>
<tr>
<td>0-99</td>
<td>System Threads, Real time (<code>SCHED_FIFO</code>,
<code>SCHED_RR</code>)</td>
</tr>
<tr>
<td>100-139</td>
<td>User priorities (<code>SCHED_NORMAL</code>)</td>
</tr>
<tr>
<td rowspan="6"><strong>FreeBSD</strong></td>
<th>Priorities</th>
<th>Scheduling Class</th>
</tr>
<tr>
<td>0-63</td>
<td>Interrupt</td>
</tr>
<tr>
<td>64-127</td>
<td>Top-half Kernel</td>
</tr>
<tr>
<td>128-159</td>
<td>Real-time user (system threads are better
priority)</td>
</tr>
<tr>
<td>160-223</td>
<td>Time-share user</td>
</tr>
<tr>
<td>224-255</td>
<td>Idle user</td>
</tr>
</tbody>
</table>
<p>All three OSes favor interactive threads/processes. Interactive threads run
at better priority than compute-bound threads, but tend to run for shorter time
slices. Solaris, FreeBSD, and Linux all use a per-CPU "runqueue." FreeBSD and
Linux use an "active" queue and an "expired" queue. Threads are scheduled in
priority from the active queue. A thread moves from the active queue to the
expired queue when it uses up its time slice (and possibly at other times to
avoid starvation). When the active queue is empty, the kernel swaps the active
and expired queues. FreeBSD has a third queue for "idle" threads. Threads run
on this queue only when the other two queues are empty. Solaris uses a
"dispatch queue" per CPU. If a thread uses up its time slice, the kernel gives
it a new priority and returns it to the dispatch queue. The "runqueues" for all
three OSes have separate linked lists of runnable threads for different
priorities. (Though FreeBSD uses one list per four priorities, both Solaris
and Linux use a separate list for each priority.)</p>
<p>Linux and FreeBSD use an arithmetic calculation based on run time versus
sleep time of a thread (as a measure of "interactive-ness") to arrive at a
priority for the thread. Solaris performs a table lookup. None of the three
OSes support "gang scheduling." Rather than schedule <i>n</i> threads, each OS
schedules, in effect, the next thread to run. All three OSes have mechanisms to
take advantage of caching (warm affinity) and load balancing. For
hyperthreaded CPUs, FreeBSD has a mechanism to help keep threads on the same
CPU node (though possibly a different hyperthread). Solaris has a similar
mechanism, but it is under control of the user and application, and is not
restricted to hyperthreads (called "processor sets" in Solaris and "processor
groups" in FreeBSD).</p>
<p>One of the big differences between Solaris and the other two OSes is the
capability to support multiple "scheduling classes" on the system at the same
time. All three OSes support Posix <code>SCHED_FIFO</code>,
<code>SCHED_RR</code>, and <code>SCHED_OTHER</code> (or
<code>SCHED_NORMAL</code>). <code>SCHED_FIFO</code> and <code>SCHED_RR</code>
typically result in "realtime" threads. (Note that Solaris and Linux support
kernel preemption in support of realtime threads.) Solaris has support for a
"fixed priority" class, a "system class" for system threads (such as page-out
threads), an "interactive" class used for threads running in a windowing
environment under control of the X server, and the Fair Share Scheduler in
support of resource management. See <code>priocntl(1)</code> for information
about using the classes, as well as an overview of the features of each class.
See <code>FSS(7)</code> for an overview specific to the Fair Share Scheduler.
The scheduler on FreeBSD is chosen at compile time, and on Linux the scheduler
depends on the version of Linux.</p>
<p>The ability to add new scheduling classes to the system comes with a price.
Everywhere in the kernel that a scheduling decision can be made (except
for the actual act of choosing the thread to run) involves an indirect
function call into scheduling class-specific code. For instance, when a thread
is going to sleep, it calls scheduling-class-dependent code that does whatever
is necessary for sleeping in the class. On Linux and FreeBSD, the scheduling
code simply does the needed action. There is no need for an indirect call. The
extra layer means there is slightly more overhead for scheduling on Solaris
(but more features).</p>
<h3>Memory Management and Paging</h3>
<p>In Solaris, every process has an "address space" made up of logical section
divisions called "segments." The segments of a process address space are
viewable via <code>pmap(1)</code>. Solaris divides the memory management code
and data structures into platform-independent and platform-specific parts. The
platform-specific portions of memory management is in the HAT, or hardware
address translation, layer. FreeBSD describes its process address space by a
vmspace, divided into logical sections called regions. Hardware-dependent
portions are in the "pmap" (physical map) module and "vmap" routines handle
hardware-independent portions and data structures. Linux uses a memory
descriptor to divides the process address space into logical sections called
"memory areas" to describe process address space. Linux also has a
<code>pmap</code> command to examine process address space.</p>
<p>Linux divides machine-dependent layers from machine-independent layers at a much
higher level in the software. On Solaris and FreeBSD, much of the code dealing
with, for instance, page fault handling is machine-independent. On Linux, the
code to handle page faults is pretty much machine-dependent from the beginning
of the fault handling. A consequence of this is that Linux can handle much of
the paging code more quickly because there is less data abstraction (layering)
in the code. However, the cost is that a change in the underlying hardware or
model requires more changes to the code. Solaris and FreeBSD isolate such
changes to the HAT and pmap layers respectively.</p>
<p>Segments, regions, and memory areas are delimited by:</p>
<ul>
<li>Virtual address of the start of the area.</li>
<li>Their location within an object/file that the segment/region/memory area
maps.</li>
<li>Permissions.</li>
<li>Size of the mapping.</li>
</ul>
<p>For instance, the text of a program is in a segment/region/memory area. The
mechanisms in the three OSes to manage address spaces are very similar, but the
names of data structures are completely different. Again, more of the Linux
code is machine-dependent than is true of the other two OSes.</p>
<h4>Paging</h4>
<p>All three operating systems use a variation of a least recently used
algorithm for page stealing/replacement. All three have a daemon process/thread
to do page replacement. On FreeBSD, the <code>vm_pageout</code> daemon wakes up
periodically and when free memory becomes low. When available memory goes below
some thresholds, <code>vm_pageout</code> runs a routine
(<code>vm_pageout_scan</code>) to scan memory to try to free some pages. The
<code>vm_pageout_scan</code> routine may need to write modified pages
asynchronously to disk before freeing them. There is one of these daemons
regardless of number of CPUs. Solaris also has a <code>pageout</code> daemon
that also runs periodically and in response to low-free-memory situations.
Paging thresholds in Solaris are automatically calibrated at system startup so
that the daemon does not overuse the CPU or flood the disk with page-out
requests. The FreeBSD daemon uses values that, for the most part, are
hard-coded or tunable in order to determine paging thresholds. Linux also uses
an LRU algorithm that is dynamically tuned while it runs. On Linux, there can
be multiple <code>kswapd</code> daemons, as many as one per CPU. All three OSes
use a global working set policy (as opposed to per process working set).</p>
<p>FreeBSD has several page lists for keeping track of recently used pages.
These track "active," "inactive," "cached," and "free" pages. Pages move
between these linked lists depending on their uses. Frequently accessed pages
will tend to stay on the active list. Data pages of a process that exits can be
immediately placed on the free list. FreeBSD may swap entire processes out if
<code>vm_pageout_scan</code> cannot keep up with load (for example, if the
system is low on memory). If the memory shortage is severe enough,
<code>vm_pageout_scan</code> will kill the largest process on the system.</p>
<p>Linux also uses different linked lists of pages to facilitate an LRU-style
algorithm. Linux divides physical memory into (possibly multiple sets of) three
"zones:" one for DMA pages, one for normal pages, and one for dynamically
allocated memory. These zones seem to be very much an implementation detail
caused by x86 architectural constraints. Pages move between "hot," "cold," and
"free" lists. Movement between the lists is very similar to the mechanism on
FreeBSD. Frequently accessed pages will be on the "hot" list. Free pages will
be on the "cold" or "free" list.</p>
<p>Solaris uses a free list, hashed list, and vnode page list to maintain its
variation of an LRU replacement algorithm. Instead of scanning the vnode or
hash page lists (more or less the equivalent of the "active"/"hot" lists in the
FreeBSD/Linux implementations), Solaris scans all pages uses a "two-handed
clock" algorithm as described in <em>Solaris Internals</em> and elsewhere. The
two hands stay a fixed distance apart. The front hand ages the page by clearing
reference bit(s) for the page. If no process has referenced the page since the
front hand visited the page, the back hand will free the page (first
asynchronously writing the page to disk if it is modified).</p>
<p>All three operating systems take NUMA locality into account during paging.
The I/O buffer cache and the virtual memory page cache is merged into one
system page cache on all three OSes. The system page cache is used for
reads/writes of files as well as <code>mmap</code>ped files and text and data
of applications.</p>
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